rosenblatt | Investment BAnking

Select Transactions

We arrange equity and debt capital raises in private markets and participate on syndicates in initial public offerings (IPOs), as well as provide mergers and acquisitions (M&A) advice. We also provide share repurchase services for publicly-listed companies.

mergers & Acquisitions / Advisory

LeveL logo
merges with
Luminex logo
Exclusive Strategic & Financial Advisor to LeveL ATS
LeveL Alternative Trading System logo
sale of a minority stake to
Nasdaq SVG logo
EXCLUSIVE FINANCIAL ADVISOR TO LEVEL ATS
Exablaze logo
sale to
Cisco SVG logo
Exclusive Advisor to exablaze
GTS logo
acquisition of
Barclays SVG logo
Designated Market Maker
(DMM) Trading Business
ADVISOR TO GTS
NetXpress logo
Sale To
Transaction Network Services SVG logo
ADVISOR TO NETXPRESS
GTS logo
acquisition of
Cantor Fizgerald logo
ETF and Wholesale Market Making Business
ADVISOR TO GTS
Euronext SVG logo
acquisition of
Fastmatch logo
EXCLUSIVE ADVISOR TO EURONEXT
Voltaire Capital logo
acquisition of
Caherciveen Partners logo
EXCLUSIVE ADVISOR TO VOLTAIRE CAPITAL
Pico logo
acquisition of
Algospan logo
EXCLUSIVE ADVISOR TO PICO
Alphametrix logo
sale of technology assets to
Cortland Investment Servicing logo
EXCLUSIVE ADVISOR TO ALPHAMETRIX
Pinnacle Capital Markets LTD logo
sale to
Honos Financial LLC logo
EXCLUSIVE ADVISOR TO PINNACLE CAPITAL
Sun Trading logo
acquisition of
Toro Trading logo
INTRODUCING AGENT
Lightspeed Trading logo
acquisition of
Lime International logo
EXCLUSIVE ADVISOR TO LIGHTSPEED TRADING
TA Associates and Spectrum Equity
ACQUISITION OF MINORITY STAKES IN
BATS logo
EXCLUSIVE ADVISOR TO TA ASSOCIATES, SPECTRUM EQUITY

Private Capital Raises

RTX Fintech logo
SEED ROUND FINANCINGS
ADVISOR to RTX
raft technologies logo
SERIES-C
GROWTH INVESTMENT
EXCLUSIVE STRATEGIC & FINANCIAL ADVISOR TO RAFT TECHNOLOGIES
LeveL Alternative Trading System logo
RECEIVES INVESTMENT FROM
serendipity capital and gramercy ventures logo
& an investor group of financial services executives led by Gunnar Overstrom
ADVISOR TO DEEP LABS
Growers Edge logo
RECEIVES GROWTH CAPITAL FROM
growers edge capital growth contributors
EXCLUSIVE ADVISOR TO GROWERS EDGE
Visible Alpha logo
RECEIVES GROWTH CAPITAL FROM
Visible Alpha capital growth contributors
Exclusive Advisor to exablaze
Eventus Systems logo
RECEIVES GROWTH CAPITAL FROM
Jump Capital and Live Oak Venture Partners
ADVISOR TO EVENTUS SYSTEMS
Digital Reasoning logo
RECEIVES SERIES D INVESTMENT FROM
Macquarie SVG logo
FINANCIAL ADVISOR TO
DIGITAL REASONING
Lodestar Ecosystems logo
RECEIVES GROWTH CAPITAL FROM
Seismic Foundry logo
EXCLUSIVE ADVISOR TO LODESTAR
Snapcap logo
RECEIVES DEBT CAPITAL FROM
Old Hill Partners logo
EXCLUSIVE ADVISOR TO SNAPCAP
blooom logo
RECEIVES SERIES B GROWTH CAPITAL
EXCLUSIVE ADVISOR TO BLOOOM

Public & 144A Offerings, Capital Markets Advisory and Share Repurchases

arm svg logo
initial public offering
$5,227,500,000
Co-Manager
Galaxy Digital SVG logo
initial public offering
$683,638,373
Co-Manager
Supermicro svg logo
144A OFFERING OF 0.00% CONVERTIBLE SENIOR NOTES
$2,300,000,000
Co-Manager
Robinhood SVG logo
initial public offering
$2,255,459,372
tier I Co-Manager
Draft Kings SVG logo
FOLLOW-ON OFFERING
Co-Manager
$1,913,600,000
Synaptics SVG logo
144A OFFERING OF 0.75% CONVERTIBLE SENIOR NOTES
$400,000,000
Co-Manager
SoFi SVG logo
144A Offering of 0.00% convertible senior notes
$1,200,000,000
co-manager
Webull SVG logo
CAPITAL MARKETS
 ADVISORY
capital markets advisor to webull
RedCloud SVG logo
initial public offering
$20,000,000
Passive bookrunner
Silvaco svg logo
initial public offering
$114,000,000
Co-Manager
Supermicro svg logo
Follow-on Offering
$632,940,910
Co-Manager
Navitas logo
FOLLOW-ON OFFERING
$92,000,000
co-manager
Arteris SVG logo
INITIAL PUBLIC OFFERING
$80,500,000
co-manager
Penguin Solutions SVG logo
144A OFFERING OF 0.00% CONVERTIBLE SENIOR NOTES
$200,000,000
Co-Manager
innoviz technologies svg logo
Follow-On Offering
$65,882,195
Co-Manager
Stagwell SVG logo
SECONDARY OFFERING
$110,741,195
co-manager
Bitdeer SVG logo
144A OFFERING OF 4.875% CONVERTIBLE SENIOR NOTES
$375,000,000
CO-MANAGER
Supermicro svg logo
144A OFFERING OF 0.00% CONVERTIBLE SENIOR NOTES
CO-MANAGER
$1,725,000,000
Moneylion SVG logo
BEGINS TRADING PUBLICLY – NYSE: ML
Fusion Aquisition Corp. logo
CAPITAL MARKETS ADVISOR TO MONEYLION
Peloton SVG logo
144A OFFERING OF 0.00% CONVERTIBLE SENIOR NOTES
$1,000,000,000
co-manager
Penn National Gaming logo
FOLLOW-ON OFFERING
$982,100,000
co-manager
defi development corp svg logo
144A OFFERING OF 5.5% CONVERTIBLE SENIOR NOTES
$122,500,000
co-manager
d wave logo
At-the-Market(ATM) Offering
$400,000,000
SALES AGENT
Applied Optoelectronics svg logo
At-the-Market(ATM) Offering
$100,000,000
Advisor
Navitas logo
At-the-Market(ATM) Offering
$50,000,000
Advisor
adeia SVG logo
CAPITAL MARKETS ADVISORY
CAPITAL MARKETS ADVISOR TO ADEIA
blaize svg logo
CAPITAL MARKETS ADVISORY
CAPITAL MARKETS ADVISOR TO BLAIZE
Canaan SVG logo
CAPITAL MARKETS ADVISORY
CAPITAL MARKETS ADVISOR TO CANAAN
Quad Graphics logo
CAPITAL MARKETS ADVISORY
CAPITAL MARKETS ADVISOR TO QUAD
Emerald SVG logo
CAPITAL MARKETS ADVISORY
CAPITAL MARKETS ADVISOR TO EMERALD
Quotient SVG logo
CAPITAL MARKETS ADVISORY
CAPITAL MARKETS ADVISOR TO QUOTIENT
Tradeweb SVG logo
FOLLOW-ON OFFERING
co-manager
$835,004,478
Pega SVG logo
144A OFFERING OF 0.75% CONVERTIBLE SENIOR NOTES
$600,000,000
co-manager
Cboe SVG logo
INITIAL PUBLIC OFFERING
$390,000,000
co-manager
Virtu Financial SVG logo
INITIAL PUBLIC OFFERING
$361,000,000
co-manager
Draft Kings SVG logo
144A OFFERING OF 0.00% CONVERTIBLE SENIOR NOTES
$1,265,000,000
Co-Manager
Bats logo
INITIAL PUBLIC OFFERING
$290,605,000
Co-Manager
Carbonite logo
SECONDARY OFFERING
$235,000,000
Co-Manager
Himax logo
SECONDARY AMERICAN DEPOSITARY SHARES OFFERING
$116,000,000
Co-Manager
Synacor logo
SECONDARY OFFERING
$20,002,500
CO-MANAGER
Bitdeer SVG logo
At-the-Market (ATM) Offering
Up to $250,000,000
Sales Agent
dolby svg logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
calix svg logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
imax svg logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
Ceva svg logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
Sonos SVG logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
adeia SVG logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
Extreme Networks svg logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
Canaan SVG logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
Novellus logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
NYSE Euronext SVG logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
Quad logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
xperi svg logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
Universal Electronics SVG logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
UT Starcom logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS
ChinaCache logo
SHARE REPURCHASE PROGRAM
EXECUTION SPECIALISTS

strategic advisory

SilverLake logo
STRATEGIC GROWTH INVESTMENT
virtu financial and mth
INDUSTRY ADVISOR
BM& F Bovespa logo
STRATEGIC PARTNERSHIPS WITH N.A. EXCHANGES
cme group
INDUSTRY ADVISOR TO BM&F BOVESPA
Orbixa Technologies logo
RECAPITALIZATION
STRATEGIC ADVISOR
Marco Polo New World trading logo
CORPORATE VALUATION
VALUATION ADVISOR
investment banking