A View From Our Wall Street Offices

Deeply Expert,
Intellectually Honest.

14th Annual Global Exchange Leader Conference
SAVE THE DATE - September 23, 2021

The Global Exchange Leader Conference gathers an exclusive group of senior executives from exchange groups, asset managers, proprietary-trading firms, broker-dealers and regulatory bodies for a day of spirited debate and lively discussion of the industry’s most-important topics.

GELC 2021 Event Info
Rosenblatt Serves as a Tier 1 Co-Manager on Robinhood’s IPO
Deal Announcement

Rosenblatt Securities is proud to have served as a co-manager on Robinhood’s IPO that was priced on July 29, 2021.

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Rosenblatt Serves as Exclusive Financial Advisor to LeveL ATS on Minority Investment from Nasdaq
Deal Announcement

Rosenblatt Securities is pleased to have served as the exclusive financial advisor to LeveL ATS on securing a significant minority investment from Nasdaq, positioning the firm for even greater success in equities and ETF trading.

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Best Firm for Market Structure and Execution Consulting

Rosenblatt has been named “Best Firm for Market Structure and Execution Consulting” in Financial News’ 19th Annual Trading and Tech Awards. We’re particularly honored that industry voters chose us over so many of the industry’s biggest, most-esteemed firms as the first non-bank to win the award. Last year we were a “close second” to JP Morgan.

Announcement Preview
Rosenblatt’s 40th Anniversary Honored with Ringing of the NYSE Opening Bell

Ringing the NYSE opening bell was a humbling experience filled with warm emotion, nostalgia and excitement about 40 years (and counting) of working with a phenomenal team and providing high touch, unconflicted service.  While we may have grown considerably, our commitment to intellectual honesty and client service has been unyielding.

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Market Structure

We pioneered the field of market-structure analysis more than 15 years ago. With written reports, consulting engagements and special events — including our must-attend annual conferences in New York and London — we help clients navigate today’s complex, fragmented and automated markets.

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Equity Research

Our veteran analysts offer expert insight and corporate access for investors in technology, media, telecom and financial services. And our exclusive relationships with emerging- and frontier-market brokers extends brings clients global research, corporate-access and capital-markets opportunities.

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Floor Trading

The NYSE floor offers clients unique advantages like parity allocation, which puts investors on a level playing field with speedy proprietary traders, and maximizing end-of-day liquidity. And we’re the NYSE’s biggest floor broker, with a 20-person team.

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Program Trading

Our veteran high-touch desk, armed with cutting-edge tools and analytics, is consistently ranked top-tier by some of the world’s most sophisticated quantitative investors. And we’re pure agents, who put safeguarding your anonymity and preventing information leakage first.

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Execution Analytics

Our analytics team, led by a veteran ex-buy-side quant, approaches the job with a practitioner’s perspective and world-class data scientists. Offerings include a closing-imbalance tracker, pre- and post-trade tools and predictive analytics focused on informed trading.

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Investment Banking

Our team, led by a member of Institutional Investor’s Fintech Finance 40, brings unequaled domain expertise and a laser focus on financial technology. We also foster networking within the Fintech community, with events like our annual FinTech Summit.

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The Rosenblatt Team

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Colin Gaven
Gerry Oberrender
Ashley Lara
Jennifer Jordan
Gunjan Aggarwal
Robert Bush
Derek Hernandez
Dave Rovelli
Blair Abernethy
Kevin Cassidy
Scott Graham
Rahul Kumar
Daniel Kryger
Shubham Khandelwal
Michael Kiernan
Jourdan Frain
Dushyant Shahrawat
Mark Zgutowicz
John Santiago
Amit Rai
Juhi Singhal
Vincent Welch
Valerie Bogard
Sumeru Sapkota
Sean Horgan
Kevin Garrigan
Christian Bader
Atish Shah
Evan Morgan
Charles Roney MONTAGE
Justin Schack MONTAGE
Robert Greason MONTAGE
Gordon Charlop MONTAGE
Joe Benanti MONTAGE
Scott Burrill MONTAGE
Richard Rosenblatt MONTAGE
Anish Puaar
Joe Gawronski MONTAGE
Hans Mosesmann
William Lawrence
Vikas Shah
Trish Savarese
Terry Walsh
Tahl Rapaport
Roseann Chiarelli
Rose Coulson
Mike Fredrickson
Marc Rudnet
Manu Agarwal
John Mauro
Jeffrey Shear
Frank Ventura
Dean Lyzak
David Sohnen
Cristobal Zarco
Alex Kemmsies