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UK plans rule changes to lure back EU share-trading flows
Jun 19, 2021
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FINANCIAL TIMES
UK plans rule changes to lure back EU share-trading flows

The UK wants to change its rules around share trading to adapt to life after Brexit, in an effort to entice EU share deals back to the City of London.

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Press Mentions
Market Structure
Seagate (STX) Gains After Raising Sales and Earnings Guidance For Q4, Analyst Raises PT to Reflect Higher Estimates
Jun 8, 2021
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StreetInsider
Seagate (STX) Gains After Raising Sales and Earnings Guidance For Q4, Analyst Raises PT to Reflect Higher Estimates

Shares of Seagate Technology (NYSE: STX) are up 1.5% today after the company raised its sales and profit guidance for the fiscal fourth quarter in 2021.

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Press Mentions
Equity Research
Kevin Cassidy
Facebook Stock Sets Intraday High After Latest Trump Ban
Jun 7, 2021
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Barrons
Facebook Stock Sets Intraday High After Latest Trump Ban

Facebook stock rallied Monday, touching an intraday high that signals to a couple of analysts that the social media platform’s new two-year ban on former President Donald Trump won’t carry any financial consequences.

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Press Mentions
Equity Research
Mark Zgutowicz
Can Broadcom’s share price ride out the semiconductor shortage?
Jun 2, 2021
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cmcmarkets
Can Broadcom’s share price ride out the semiconductor shortage?

Amid the ongoing chip crunch, Broadcom’s [AVGO] share price is up 7.8% year to date through 1 June May. Its share price is currently 5.4% below its all-time high of $495.14, which it reached on 19 February.

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Press Mentions
Equity Research
Hans Mosesmann
Retail traders are coming for the IPO market
May 28, 2021
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S&P Global
Retail traders are coming for the IPO market

Silicon Valley wants Wall Street to make some room in the IPO market for the new generation of retail investors.

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Press Mentions
Investment Banking
Expect volatility in these cryptocurrencies, says coin analyst
May 20, 2021
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CNBC
Expect volatility in these cryptocurrencies, says coin analyst

Rosenblatt Analyst Sean Horgan Interview on CNBC

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Inverviews
Equity Research
Sean Horgan
Cryptocurrencies bounce back after sell-off – here’s what market analysts are saying
May 20, 2021
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CNBC
Cryptocurrencies bounce back after sell-off – here’s what market analysts are saying

Bitcoin and other cryptocurrencies bounced back Thursday, recovering some of the losses seen during a major sell-off a day earlier.

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Press Mentions
Equity Research
Sean Horgan
What's the next mega media deal? Maybe nothing
May 19, 2021
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KITV
What's the next mega media deal? Maybe nothing

Analysis by Frank Pallotta, CNN Business Following the mega-merger between Discovery and CNN's parent company WarnerMedia on Monday, the biggest question in the media world now is "what's next?"

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Equity Research
Mark Zgutowicz
What's the next mega media deal? Maybe nothing
May 19, 2021
|
CNN
What's the next mega media deal? Maybe nothing

In one way or another, the prevailing view by media observers seems that more mergers and acquisitions are on the way. But here's a contrarian perspective: What if the the most important M&A deals are behind us — at least for the foreseeable future?

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Mark Zgutowicz
Microsoft Stock Shows Resilience Amid Tech Stock Swoon
May 18, 2021
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Wmleader
Microsoft Stock Shows Resilience Amid Tech Stock Swoon

Microsoft stock has held up better than many peers during the recent tech stock sell-off. So on Thursday, Microsoft (MSFT) received a fresh buy rating from an analyst who said the company’s many strengths cannot be denied.

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Press Mentions
Equity Research
John McPeake
Snowflake Rises on Upgrade to Buy by Rosenblatt Securities
May 18, 2021
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TheStreet
Snowflake Rises on Upgrade to Buy by Rosenblatt Securities

'We expect Snowflake to demonstrate a continued strong net expansion rate, likely in the 150% range,' Rosenblatt said of the company's latest quarter.

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Press Mentions
Equity Research
Blair Abernethy
Snowflake Stock Is Down 50%. One Analyst Just Turned Bullish
May 18, 2021
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BARRONS
Snowflake Stock Is Down 50%. One Analyst Just Turned Bullish

Snowflake shares are trading sharply higher after Rosenblatt Securities analyst Blair Abernathy made an upbeat call on the fast-growing cloud-based provider of data- warehousing software.

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Press Mentions
Equity Research
Blair Abernethy
Rosenblatt’s 13th FinTech Summit: May 19-20, 2021
May 17, 2021
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Rosenblatt Securities
Rosenblatt’s 13th FinTech Summit: May 19-20, 2021

Rosenblatt’s 13th FinTech Summit is just two days away. 15 CEOs from cutting edge FinTechs will be joining us for three panel discussions following a fireside chat with Nasdaq CEO Adena Friedman.

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Audio and Video
Investment Banking
Podcasting Is Still A Massive, Untapped Market Opportunity
May 15, 2021
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OneZero
Podcasting Is Still A Massive, Untapped Market Opportunity

Facebook, Spotify, and Apple are all prioritizing podcasts. What’s behind the recent emphasis?

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Press Mentions
Equity Research
Mark Zgutowicz
Microsoft Stock Could Have 50% Upside. Here’s Why.
May 13, 2021
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Barrons
Microsoft Stock Could Have 50% Upside. Here’s Why.

Microsoft stock is getting a boost on Thursday from Rosenblatt Securities analyst John McPeake

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Press Mentions
Equity Research
John McPeake
PayPal Top Earnings Forecasts, Bets on Crypto
May 6, 2021
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Fxempire
PayPal Top Earnings Forecasts, Bets on Crypto

Digital payments giant PayPal jumped over 4% in extended-hours trade Wednesday after the company reported better-than-expected quarterly results. Here’s how to trade the stock.

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Press Mentions
Equity Research
Sean Horgan
Basildon to Bergamo: Euronext data move seen as headache for traders
Apr 29, 2021
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REUTERS
Basildon to Bergamo: Euronext data move seen as headache for traders

Euronext's decision to move its huge data centre from Britain to Italy because of Brexit could mean a costly headache for banks and other stock traders who measure competitiveness in nanoseconds.

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Press Mentions
Market Structure
Wall Street’s top analysts see gains in store for these stocks
Apr 25, 2021
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CNBC
Wall Street’s top analysts see gains in store for these stocks

With COVID-19 cases surging again around the world as well as growing concerns about the economic reopening, navigating the current financial landscape can be challenging.

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Press Mentions
Equity Research
Hans Mosesmann
Coinbase started with buy rating at Rosenblatt, despite downside risk from a bitcoin pullback
Apr 21, 2021
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CNBC
Coinbase started with buy rating at Rosenblatt, despite downside risk from a bitcoin pullback

Coinbase is a long-term buying opportunity despite near-term volatility in the price of cryptocurrency as a growing number of institutions like PayPal adopt new digital coins, Rosenblatt Securities told clients.

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Press Mentions
Equity Research
Sean Horgan
European market structure analyst Anish Puaar interviewed on Trader TV to cover “Amsterdam, London, deviancy and regulators”
Apr 21, 2021
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Trader TV
European market structure analyst Anish Puaar interviewed on Trader TV to cover “Amsterdam, London, deviancy and regulators”

The shift of equity trading from London to Amsterdam may be permanent – but it isn’t terminal.

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Inverviews
Market Structure
Trading & Tech Awards 2021: The nominees
Apr 12, 2021
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Financial News
Trading & Tech Awards 2021: The nominees

Financial News is pleased to announce the shortlists for its 19th annual Trading & Tech Awards.

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Awards
Market Structure
Britain lifts more curbs on 'dark' trading to limit stocks Brexodus
Mar 4, 2021
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Reuters
Britain lifts more curbs on 'dark' trading to limit stocks Brexodus

Britain’s Financial Conduct Authority said on Thursday it was lifting more curbs on “dark” trading, throwing down the gauntlet to the European Union after billions of euros of trading left London for Amsterdam in the wake of Britain’s departure from the bloc.

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Press Mentions
Market Structure
These Are the Most Successful Firms on Wall Street Right Now Compared to the S&P 500
Feb 21, 2021
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TIPRANKS
These Are the Most Successful Firms on Wall Street Right Now Compared to the S&P 500

How do you know which stock recommendations you can trust? With thousands of analysts rating thousands of stocks, transparency and accountability are essential for anyone conducting their own research.

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Awards
Equity Research
GameStop Mania Highlights Shift to Dark Trading
Feb 12, 2021
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Wall Street Journal
GameStop Mania Highlights Shift to Dark Trading

On some days, more than half of shares changing hands in U.S. are traded outside public stock exchanges

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Press Mentions
Market Structure
The Brexit Share Trading Exodus
Feb 11, 2021
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The Trade
The Brexit Share Trading Exodus

On 4 January 2021 as the Brexit transition period came to an end, €6 billion of trading volumes left London. Annabel Smith examines the impact of this and asks what the future holds for the industry.

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Press Mentions
Market Structure
Amsterdam ousts London as Europe’s top share trading hub
Feb 11, 2021
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Financial Times
Amsterdam ousts London as Europe’s top share trading hub

UK’s departure from the EU prompts shift in dealing of stocks and derivatives

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Press Mentions
Market Structure
London ousted as Europe's share trading capital
Feb 11, 2021
|
Relocate Magazine
London ousted as Europe's share trading capital

The effects of Brexit resulted in Amsterdam overtaking London last month as Europe’s largest share trading centre.

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Press Mentions
Market Structure
Analysts Offer Insights on Technology Companies: Advanced Energy (AEIS) and Lattice Semicon (LSCC)
Feb 11, 2021
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Smarter Analyst
Analysts Offer Insights on Technology Companies: Advanced Energy (AEIS) and Lattice Semicon (LSCC)

There’s a lot to be optimistic about in the Technology sector as 2 analysts just weighed in on Advanced Energy (AEIS) and Lattice Semicon (LSCC) with bullish sentiments.

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Press Mentions
Equity Research
Hans Mosesmann
Rosenblatt Announces Upgrades to SORT “Institutional 606” Analysis Tool
Feb 11, 2021
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Rosenblatt Securities
Rosenblatt Announces Upgrades to SORT “Institutional 606” Analysis Tool

Rosenblatt Securities is pleased to announce 2021 improvements to its Streamlined Order Routing Transparency (SORT) tool, which helps institutional investors easily aggregate and analyze new Securities and Exchange Commission-mandated broker venue-selection data in US equities.

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Press Releases
Analytics
4 Qualcomm Analysts On 'Capacity-Constrained' Quarter, 2021 Outlook
Feb 4, 2021
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Benzinga
4 Qualcomm Analysts On 'Capacity-Constrained' Quarter, 2021 Outlook

Rosenblatt Securities analyst Kevin Cassidy maintained a Buy rating on Qualcomm shares and upped the price target from $175 to $180.

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Press Mentions
Equity Research
Kevin Cassidy
High-speed traders reap windfall from retail investor boom
Feb 3, 2021
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Financial Times
High-speed traders reap windfall from retail investor boom

The deluge of trading activity in US equities and derivatives markets is expected to produce a windfall for the high-speed market makers that execute orders for brokers such as Robinhood and Charles Schwab.

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Press Mentions
Equity Research
Sean Horgan
Rosenblatt’s Hans Mosesmann (ranked #4) and Mark Zgutowicz (#50) scored at the top of ALL analysts in TipRanks “Top 100 Wall Street analysts of 2020”
Jan 27, 2021
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TipRanks
Rosenblatt’s Hans Mosesmann (ranked #4) and Mark Zgutowicz (#50) scored at the top of ALL analysts in TipRanks “Top 100 Wall Street analysts of 2020”

TipRanks Identifies the Top 100 Wall Street Analysts of 2020

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Awards
Equity Research
Hans Mosesmann
Snowflake Stock Is Cheaper, but Not Cheap Enough
Jan 20, 2021
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Barron's
Snowflake Stock Is Cheaper, but Not Cheap Enough

Snowflake shares had a remarkable debut in the public market and an equally impressive retreat from their previous heights.

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Press Mentions
Equity Research
Blair Abernethy
Rosenblatt Helps RAFT Technologies, A Pioneering Low-Latency Network Provider, Secure Investment to Drive its Next Phase of Growth
Jan 19, 2021
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Rosenblatt Securities
Rosenblatt Helps RAFT Technologies, A Pioneering Low-Latency Network Provider, Secure Investment to Drive its Next Phase of Growth

Rosenblatt Securities is pleased to have advised RAFT Technologies, a Tel Aviv-based provider of ultra-low-latency wireless transcontinental communications systems...

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Press Releases
Investment Banking
As the new year kicks off, top Wall Street analysts are bullish on these stocks
Jan 10, 2021
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CNBC
As the new year kicks off, top Wall Street analysts are bullish on these stocks

Wall Street is calling for recovery, reflation and rotation this year amid continued accommodative monetary and fiscal policy, according to analysts.

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Press Mentions
Equity Research
Kevin Cassidy
London lost a chunk of European stock trading this week. What will it lose next?
Jan 9, 2021
|
Quartz
London lost a chunk of European stock trading this week. What will it lose next?

When the UK’s Brexit transition agreement with the EU expired this week, some €6 billion ($7 billion) of daily trading in EU stocks left London overnight for markets across the Channel. The question is whether this was a one-time hit or a sign that even bigger chunks of the financial sector will disappear.

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Press Mentions
Market Structure
Alteryx Stock Could Bounce Back in 2021, Says Analyst
Jan 6, 2021
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Yahoo Finance
Alteryx Stock Could Bounce Back in 2021, Says Analyst

Are the growth boots too big for Alteryx to ultimately fill or does opportunity beckon? For Rosenblatt analyst Blair Abernethy, the answer is undoubtedly the latter.

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Press Mentions
Equity Research
Blair Abernethy
Rosenblatt’s Shahrawat Quoted by Mergers&Acquisitons
Jan 5, 2021
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Mergers&Acquisitions
Rosenblatt’s Shahrawat Quoted by Mergers&Acquisitons

After the extraordinary challenges of 2020 – which included the coronavirus pandemic, the polarizing presidential election and the increased awareness of racial injustice in the U.S. – dealmakers are eagerly embracing 2021 with open arms.

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Press Mentions
Investment Banking
Rosenblatt Securities Stick to Their Buy Rating for Advanced Micro Devices
Jan 4, 2021
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Investing
Rosenblatt Securities Stick to Their Buy Rating for Advanced Micro Devices

Rosenblatt Securities analyst Hans Mosesmann maintained a Buy rating on Advanced Micro Devices (NASDAQ:AMD) on Monday, setting a price target of $120, which is approximately 30.85% above the present share price of $91.71.

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Press Mentions
Equity Research
Hans Mosesmann
Rosenblatt Securities Stick to Their Buy Rating for Micron
Jan 4, 2021
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Investing
Rosenblatt Securities Stick to Their Buy Rating for Micron

Rosenblatt Securities analyst Hans Mosesmann reiterated a Buy rating on Micron on Monday, setting a price target of $100, which is approximately 33.01% above the present share price of $75.18.

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Press Mentions
Equity Research
Hans Mosesmann
Why Rosenblatt Is Bullish On Splunk, Dynatrace
Dec 17, 2020
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Benzinga
Why Rosenblatt Is Bullish On Splunk, Dynatrace

Rosenblatt Securities initiated coverage of software stocks Splunk Inc SPLK and Dynatrace Inc DT with bullish ratings Thursday.

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Press Mentions
Equity Research
Blair Abernethy
'Perfect storm' for Canadian penny stock caused huge trading pop at US exchange
Dec 16, 2020
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S&P Global
'Perfect storm' for Canadian penny stock caused huge trading pop at US exchange

America's newest stock exchange was hit by a flood of trading in the first week of December thanks to an unusual source: a Canadian cannabis company's stock.

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Press Mentions
Market Structure
Rosenblatt Securities Stick to Their Hold Rating for Trade Desk Inc
Dec 1, 2020
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Investing.com
Rosenblatt Securities Stick to Their Hold Rating for Trade Desk Inc

Rosenblatt Securities analyst Mark Zgutowicz reiterated a Hold rating on Trade Desk (NASDAQ:TTD)

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Press Mentions
Equity Research
Mark Zgutowicz
AMD Analyst Projects Strong Start To 2021 For Chipmaker
Dec 1, 2020
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Benzinga
AMD Analyst Projects Strong Start To 2021 For Chipmaker

"AMD's CPU and GPU roadmaps will have significant and sustainable advantages in the world of computing that the competition currently do not have," Mosesmann said.

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Press Mentions
Equity Research
Hans Mosesmann
Rosenblatt Securities Stick to Their Buy Rating for Shopify
Nov 30, 2020
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Investing.com
Rosenblatt Securities Stick to Their Buy Rating for Shopify

Rosenblatt Securities analyst Mark Zgutowicz reiterated a Buy rating on Shopify (NYSE:SHOP)

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Press Mentions
Equity Research
Mark Zgutowicz
Rosenblatt Securities Believes Fidelity National Info (NYSE: FIS) Won’t Stop Here
Nov 30, 2020
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Analyst Ratings
Rosenblatt Securities Believes Fidelity National Info (NYSE: FIS) Won’t Stop Here

In a report issued on October 26, Sean Horgan from Rosenblatt Securities maintained a Buy rating on Fidelity National Info

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Press Mentions
Equity Research
Sean Horgan
Ambarella Analysts Boost Price Targets After Beat-And-Raise Q3
Nov 24, 2020
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Benzinga
Ambarella Analysts Boost Price Targets After Beat-And-Raise Q3

Rosenblatt Securities analyst Kevin Cassidy has a Buy rating on Ambarella shares and increased the price target from $65 to $82. The analyst said the stock remains his top long idea.

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Press Mentions
Equity Research
Kevin Cassidy
A Little-Known Payments Provider Grows Into One of Europe’s Most Valuable Finance Firms
Nov 16, 2020
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WSJ
A Little-Known Payments Provider Grows Into One of Europe’s Most Valuable Finance Firms

Few companies have benefited more from the e-commerce shopping boom sparked by the pandemic than Dutch payments firm Adyen NV.

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Press Mentions
Equity Research
Sean Horgan
ELP SI market share battle heats up as Citadel Securities takes top spot in Europe
Nov 13, 2020
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The Trader News
ELP SI market share battle heats up as Citadel Securities takes top spot in Europe

Figures from Rosenblatt Securities show that 2020 has been a crucial year in the ELP SI landscape as volumes continue to concentrate among the four largest venues.

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Press Mentions
Market Structure
PayPal opens up cryptocurrency platform to all U.S. users
Nov 12, 2020
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Market Watch
PayPal opens up cryptocurrency platform to all U.S. users

Fellow financial-technology company Square Inc. SQ, +1.11% also allows users of its Cash App to buy and sell bitcoin, and lessons from that rollout give a sense of what PayPal investors could expect from a revenue perspective, Rosenblatt Securities analyst Sean Horgan wrote.

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Press Mentions
Equity Research
Sean Horgan
Apple Succeeds In 'Getting Us To Talk About The Mac After Years Of Obscurity'
Nov 11, 2020
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Benzinga
Apple Succeeds In 'Getting Us To Talk About The Mac After Years Of Obscurity'

Breaking Up With Intel: The move away from Intel Corporation with Apple's own chips has been in the works for some time.

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Press Mentions
Equity Research
Hans Mosesmann
Apple launches three new Macs to kick off switch from Intel
Nov 10, 2020
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The Detroit News
Apple launches three new Macs to kick off switch from Intel

The new M1 system-on-a-chip “leads to some impressive specs,” Hans Mosesmann, a semiconductor analyst at Rosenblatt Securities, wrote in a note to investors.

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Press Mentions
Equity Research
Hans Mosesmann
Here’s why London stands to lose €9bn in European stock trades a day on Brexit ‘big bang’
Nov 6, 2020
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FN London
Here’s why London stands to lose €9bn in European stock trades a day on Brexit ‘big bang’

London will lose its status as Europe’s centre for equity trading when the Brexit transition period comes to an end on December 31.

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Press Mentions
Market Structure
Roku Inc. (ROKU) PT Raised to $260 at Rosenblatt
Nov 6, 2020
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StreetInsider.com
Roku Inc. (ROKU) PT Raised to $260 at Rosenblatt

Rosenblatt analyst Mark Zgutowicz raised the price target on Roku Inc. (NASDAQ: ROKU) to $260.00 (from $195.00) while maintaining a Buy rating.

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Press Mentions
Equity Research
Mark Zgutowicz
Square Earnings Crush Expectations Yet Again, But What's Next?
Nov 6, 2020
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Benzinga
Square Earnings Crush Expectations Yet Again, But What's Next?

Rosenblatt Securities analyst Sean Horgan said Cash App may be on track for a profitable 2020.

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Press Mentions
Equity Research
Sean Horgan
Rosenblatt's Shahrawat Interviewed By Nasdaq
Nov 5, 2020
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Nasdaq
Rosenblatt's Shahrawat Interviewed By Nasdaq

Director of Strategic Insights on our FinTech Banking team, Dushyant “D” Shahrawat, discussed the evolution of FinTech industry and the impact election 2020 may have on its course with Nasdaq TradeTalk’s Jill Malandrino.

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Inverviews
Investment Banking
Rosenblatt Securities Stick to Their Buy Rating for Spotify Technology SA
Nov 2, 2020
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Investing.com
Rosenblatt Securities Stick to Their Buy Rating for Spotify Technology SA

Rosenblatt Securities analyst Mark Zgutowicz reiterated a Buy rating on Spotify Technology SA (NYSE:SPOT)

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Press Mentions
Equity Research
Mark Zgutowicz
Wall Street Analysts Are Bullish on Top Technology Picks
Nov 2, 2020
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Smarter Analyst
Wall Street Analysts Are Bullish on Top Technology Picks

Rosenblatt Securities analyst Mark Zgutowicz reiterated a Buy rating on Facebook today and set a price target of $325.00

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Press Mentions
Equity Research
Mark Zgutowicz
Rosenblatt Securities Stick to Their Buy Rating for Skyworks Solutions
Nov 2, 2020
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Investing.com
Rosenblatt Securities Stick to Their Buy Rating for Skyworks Solutions

Rosenblatt Securities analyst Kevin Cassidy maintained a Buy rating on Skyworks Solutions (NASDAQ:SWKS)

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Press Mentions
Equity Research
Kevin Cassidy
ON Semiconductor crushes Wall Street’s Q3 earnings expectations
Nov 2, 2020
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The Burn-In
ON Semiconductor crushes Wall Street’s Q3 earnings expectations

Kevin Cassidy, an analyst for Rosenblatt Securities, agreed that ON Semiconductor’s near-term sales should be strong due to rising interest.

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Press Mentions
Equity Research
Kevin Cassidy
Rosenblatt Securities Stick to Their Buy Rating for Global Payments Inc.
Nov 1, 2020
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Investing.com
Rosenblatt Securities Stick to Their Buy Rating for Global Payments Inc.

Rosenblatt Securities analyst Sean Horgan maintained a Buy rating on Global Payments (NYSE:GPN) Inc.

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Press Mentions
Equity Research
Sean Horgan
Rosenblatt Securities Stick to Their Buy Rating for Ametek Inc
Oct 29, 2020
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Investing
Rosenblatt Securities Stick to Their Buy Rating for Ametek Inc

Rosenblatt Securities analyst Scott Graham (NYSE:GHM) maintained a Buy rating on Ametek (NYSE:AME) Inc on Thursday, setting a price target of $128, which is approximately 30.36% above the present share price of $98.19.

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Press Mentions
Equity Research
Scott Graham
AO Smith (AOS) Receives a Buy from Rosenblatt Securities
Oct 29, 2020
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Smarter Analyst
AO Smith (AOS) Receives a Buy from Rosenblatt Securities

Rosenblatt Securities analyst Scott Graham maintained a Buy rating on AO Smith (AOS) today and set a price target of $62.00. The company’s shares closed last Wednesday at $51.20.

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Press Mentions
Equity Research
Scott Graham
AMD Analysts See Momentum Ahead, With Xilinx Deal Expanding Market Opportunity
Oct 28, 2020
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Benzinga
AMD Analysts See Momentum Ahead, With Xilinx Deal Expanding Market Opportunity

Rosenblatt Securities reiterated a Buy rating on AMD with a $120 price target.

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Press Mentions
Equity Research
Hans Mosesmann
PayPal: Bitcoin Will Drive Engagement but Not Much Profit, Says Analyst
Oct 23, 2020
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Yahoo News
PayPal: Bitcoin Will Drive Engagement but Not Much Profit, Says Analyst

The secular shift to digital payments got further confirmation on Wednesday when PayPal (PYPL) announced it will launch a cryptocurrency service on its platform.

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Press Mentions
Equity Research
Sean Horgan
Euronext resumes trading as outage raises concentration concerns
Oct 20, 2020
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Reuters
Euronext resumes trading as outage raises concentration concerns

Trading on Euronext resumed on Tuesday after a series of glitches on Monday disrupted several of Western Europe’s major stock exchanges and raised concerns about the risk of one operator hosting so many bourses.

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Press Mentions
Market Structure
Stock exchanges prepare to activate their Brexit contingency plans
Oct 19, 2020
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Financial Times
Stock exchanges prepare to activate their Brexit contingency plans

Investors fear a split in share trading activity from January.

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Press Mentions
Market Structure
The Big Le-Block-Ski
Oct 1, 2020
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Traders Magazine
The Big Le-Block-Ski

They might not be all that new, but conditional orders have really come into their own in this year’s unusual trading conditions, helping to make 2020 a bumper year for block-trading venues.

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Rosenblatt Places Second for "Best Firm for Market Structure and Execution Consulting" in FN's 18th Annual Trading & Tech Awards
Sep 30, 2020
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Financial News
Rosenblatt Places Second for "Best Firm for Market Structure and Execution Consulting" in FN's 18th Annual Trading & Tech Awards

Rosenblatt Securities came a close second.

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Awards
Market Structure
Roku stock jumps after NBCUniversal’s Peacock app launches on it
Sep 21, 2020
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CNBC
Roku stock jumps after NBCUniversal’s Peacock app launches on it

Shares of Roku closed up more than 17% on Monday, hitting a new 52-week high, after NBCUniversal’s Peacock launched on the streaming platform.

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Press Mentions
Equity Research
Mark Zgutowicz
Individual-Investor Boom Reshapes U.S. Stock Market
Aug 31, 2020
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Wall Street Journal
Individual-Investor Boom Reshapes U.S. Stock Market

It’s one of the year’s biggest market stories: Mom-and-pop investors have fallen back in love with stocks, lured by free trading apps, a resurgent bull market led by technology companies and a pandemic that has left millions of Americans at home with little to do.

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Press Mentions
Market Structure
The Incredible Shrinking Market
Aug 20, 2020
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Traders Magazine
The Incredible Shrinking Market

Rosenblatt's Justin Schack quoted in Traders Magazine article.

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Press Mentions
Market Structure
Why US and European exchanges face very different landscapes
Aug 20, 2020
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Best Execution
Why US and European exchanges face very different landscapes

Rosenblatt's Justin Schack and Anish Puaar quoted in Best Execution article.

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Press Mentions
Market Structure
Too Much, Too Late?
Aug 13, 2020
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Traders Magazine
Too Much, Too Late?

According to a snap poll of market participants conducted by Rosenblatt Securities, the SEC’s SIP governance order has stronger backing (59%) than the infrastructure proposal issued in February (48%). But Rosenblatt Managing Director Justin Schack says the extent of the SIP governance changes may not be widely appreciated.

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Smartphone Chip Giant Qualcomm Seeks 5G Riches After Bruising Antitrust Battle
Aug 12, 2020
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WSJ
Smartphone Chip Giant Qualcomm Seeks 5G Riches After Bruising Antitrust Battle

Qualcomm Inc.’s legal victory in a high-stakes battle with the U.S. government raises the opportunity for the smartphone chip giant to enjoy a period of relative calm and growth propelled by rising appetite for new 5G handsets.

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Press Mentions
Equity Research
Kevin Cassidy
Qualcomm Win in Antitrust Suit Restores Lucrative Licensing
Aug 11, 2020
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Bloomberg
Qualcomm Win in Antitrust Suit Restores Lucrative Licensing

Qualcomm Inc.’s lucrative patent licensing business lives on, after a court rejected a requirement that the company renegotiate billions of dollars worth of agreements with smartphone makers.

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Press Mentions
Equity Research
Kevin Cassidy
Wall Street’s top analysts are betting on stocks like GoDaddy and Carvana to beat the market
Aug 9, 2020
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CNBC
Wall Street’s top analysts are betting on stocks like GoDaddy and Carvana to beat the market

As earnings season wraps up, analysts are reviewing their short-term and long-term take on the stocks they cover.

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Press Mentions
Equity Research
Kevin Cassidy
Cboe US Periodic Auction To Combat Off-Exchange Volumes
Aug 6, 2020
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Markets Media
Cboe US Periodic Auction To Combat Off-Exchange Volumes

Justin Schack, partner and managing director at Rosenblatt Securities, noted the increasing volumes of off-exchange trading. 43.16% of US equity volume traded off-exchange in July, a 4th straight record. The top 20 names by volume avg'd 49.18% off-board.

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Market Structure
Rosenblatt survey highlights buy-side disconnect with changes to MiFID II
Jul 29, 2020
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The Trade
Rosenblatt survey highlights buy-side disconnect with changes to MiFID II

Buy-side market participants hold conflicting views on sweeping changes to MiFID II that were proposed by the EU markets regulator earlier this month, according to a recent snap poll from Rosenblatt Securities.

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Market Structure
Rosenblatt’s Puaar Shares Thoughts on ESMA's MiFID II/Brexit Relief
Jul 16, 2020
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Bloomberg
Rosenblatt’s Puaar Shares Thoughts on ESMA's MiFID II/Brexit Relief

Anish Puaar, Rosenblatt’s European Market Structure analyst, shared his thoughts with Bloomberg on the European Securities and Markets Authority’s plan to ease some Brexit-related trading restrictions, addressing potential liquidity issues in UK.

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Press Mentions
Market Structure
Hans Mosesmann Has 30 Years of Semiconductor Research Experience: His Current Stock Picks
Jul 14, 2020
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TWST
Hans Mosesmann Has 30 Years of Semiconductor Research Experience: His Current Stock Picks

Hans C. Mosesmann is Managing Director of Rosenblatt Securities Inc. Prior to joining Rosenblatt Securities, where Mr. Mosesmann is a long-standing analyst, he was an electrical engineer who spent a decade working at the chipmakers Texas Instruments and Advanced Micro Devices before moving to Wall Street in 1996.

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Equity Research
Hans Mosesmann
Keep buying hot stocks like Slack and Costco, Wall Street’s best-performing analysts say
Jul 12, 2020
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CNBC
Keep buying hot stocks like Slack and Costco, Wall Street’s best-performing analysts say

How to pinpoint top stocks primed to outperform during this uncertain time? Here are a few of the names the best-performing Wall Street analysts are betting on right now.

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Equity Research
Kevin Cassidy
Rosenblatt Helps AI-based AgTech Firm Growers Edge Secure  $40 Million Series B Investment
Jul 10, 2020
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Growers Edge
Rosenblatt Helps AI-based AgTech Firm Growers Edge Secure $40 Million Series B Investment

Rosenblatt Securities is pleased to have advised Growers Edge, which helps farmers de-risk agtech adoption and boost profitability with customized financial risk management solutions, in its $40 Million Series B financing.

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Press Releases
Investment Banking
Will NVIDIA Stock Surge to $500?
Jul 10, 2020
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The Motley Fool
Will NVIDIA Stock Surge to $500?

Strong growth in several massive markets will help drive NVIDIA's (NASDAQ:NVDA) share price to $500. So says Rosenblatt Securities analyst Hans Mosesmann. On Friday, Mosesmann reiterated his buy rating on NVIDIA's stock and boosted his target price from $400 to $500. His new price forecast represents potential gains for investors of roughly 20%, based on the chipmaker's current price near $418.

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Press Mentions
Equity Research
Hans Mosesmann
Twitter surges amid subscription chatter; Microsoft flies high on cloud optimism
Jul 10, 2020
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S&P Global
Twitter surges amid subscription chatter; Microsoft flies high on cloud optimism

Shares of major technology and entertainment companies notched gains in the week ended July 10 even as a surge in COVID-19 cases continued to weigh on the broader market.

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Press Mentions
Equity Research
Mark Zgutowicz
Twitter Job Posting for an Engineer to Work on a Subscription Platform Sends Shares Up
Jul 8, 2020
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BARRON'S
Twitter Job Posting for an Engineer to Work on a Subscription Platform Sends Shares Up

Twitter shares spiked higher Wednesday on several reports that the company is considering launching a subscription service.

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Equity Research
Mark Zgutowicz
Why Spotify Technology Stock Skyrocketed 42.7% in June
Jul 2, 2020
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The Motley Fool
Why Spotify Technology Stock Skyrocketed 42.7% in June

Shares of Spotify (NYSE:SPOT) gained 42.7% in June, according to data from S&P Global Market Intelligence. The audio streaming stock gained ground in conjunction with momentum for the broader market and saw big gains following the announcement of new deals and partnerships.

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Equity Research
Mark Zgutowicz
Aletheia Capital Partners With Rosenblatt For US Distribution
Jun 23, 2020
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Integrity Research
Aletheia Capital Partners With Rosenblatt For US Distribution

Aletheia Capital, a Hong Kong based investment advisory firm, recently announced that it has partnered with New York institutional brokerage Rosenblatt Securities to increase the distribution of its investment research to U.S. based institutional customers.

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Press Releases
The Youngest-Ever Female Trader On How Companies Can Promote Diversity On Wall Street
Jun 22, 2020
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CNBC
The Youngest-Ever Female Trader On How Companies Can Promote Diversity On Wall Street

Lauren Simmons, former equity trader at Rosenblatt Securities, joins “Squawk on the Street” to discuss diversity on Wall Street and her experience as the youngest female equity trader at the NYSE.

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Press Mentions
European Market Structure Analyst, Anish Puaar appears on TraderTV interview with Dan Barnes
Jun 16, 2020
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Trader TV
European Market Structure Analyst, Anish Puaar appears on TraderTV interview with Dan Barnes

EuropeanMarket Structure Analyst, Anish Puaar appears on TraderTV interview

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Audio and Video
Market Structure
Roku Moves a Step Closer to Taking Out Linear TV, Says Top Analyst
Jun 10, 2020
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Yahoo Finance
Roku Moves a Step Closer to Taking Out Linear TV, Says Top Analyst

Streaming platform heavyweight Roku (ROKU) has entered into an agreement with supermarket giant Kroger. 5-star Rosenblatt analyst Mark Zgutowicz believes the partnership “moves Roku a step closer to CPG TV budgets.”

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Press Mentions
Equity Research
Mark Zgutowicz
The Best-performing Analysts Are Betting On These 5 Stocks Right Now
Jun 7, 2020
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CNBC
The Best-performing Analysts Are Betting On These 5 Stocks Right Now

Five-star Rosenblatt analyst Hans Mosesmann reiterated his buy rating and $110 price target for Microchip on June 2, after the company positively preannounced June quarter earnings results, sending shares soaring 12 percent.

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Equity Research
Hans Mosesmann
Rosenblatt Securities Thinks Thermon Group Holdings’ Stock is Going to Recover
Jun 1, 2020
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Smarter Analyst
Rosenblatt Securities Thinks Thermon Group Holdings’ Stock is Going to Recover

Rosenblatt Securities analyst Scott Graham maintained a Buy rating on Thermon Group Holdings (THR) today and set a price target of $19.00. The company’s shares closed last Monday at $14.88, close to its 52-week low of $12.62.

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Equity Research
Scott Graham
Rosenblatt’s 12th Annual FinTech Summit Video Replays Now Available
May 26, 2020
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Rosenblatt Securities
Rosenblatt’s 12th Annual FinTech Summit Video Replays Now Available

This year, FTS 2020 was a virtual event in wake of the COVID-19 crisis. We had a special focus on the impact of COVID-19 on the FinTech industry and our panelists discussed how they are navigating this storm.

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Audio and Video
Investment Banking
NYSE reopens trading floor after two month Covid shutdown
May 26, 2020
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The Financial Times
NYSE reopens trading floor after two month Covid shutdown

The New York Stock Exchange has partially reopened its famous Wall Street trading floor, with around a quarter of brokers returning after a two-month shutdown caused by the coronavirus crisis.

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Press Mentions
Floor Trading
AMD Stock Has More Fuel Left in the Tank, Says 5-Star Analyst
May 21, 2020
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Yahoo Finance
AMD Stock Has More Fuel Left in the Tank, Says 5-Star Analyst

Rosenblatt Securities analyst Hans Mosesmann implores investors not to lose hope and sees more upside in the cards.

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Equity Research
Hans Mosesmann
Rosenblatt Advises AI-Driven Authorization & Authentication Firm Deep Labs In Securing $16 Million Investment
May 18, 2020
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Deep Labs
Rosenblatt Advises AI-Driven Authorization & Authentication Firm Deep Labs In Securing $16 Million Investment

Rosenblatt Securities is pleased to have advised Deep Labs, the creator of patented artificial intelligence-driven decisioning and risk systems and recently selected participant in the Goldman Sachs Black and Latinx Entrepreneur Cohort, in its latest round of financing. 

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Press Releases
Investment Banking
Rosenblatt Securities Sticks to Their Hold Rating for Wix.com Ltd
May 15, 2020
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Yahoo Finance
Rosenblatt Securities Sticks to Their Hold Rating for Wix.com Ltd

Rosenblatt Securities analyst Mark Zgutowicz reiterated a Hold rating on Wix (NASDAQ:WIX).com Ltd on Friday, setting a price target of $148, which is approximately 10.95% below the present share price of $166.2.

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Press Mentions
Equity Research
Mark Zgutowicz
Rosenblatt Securities Keeps a Buy Rating on Pentair (PNR)
May 8, 2020
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Smarter Analyst
Rosenblatt Securities Keeps a Buy Rating on Pentair (PNR)

In a report issued on May 4, Scott Graham from Rosenblatt Securities maintained a Buy rating on Pentair (PNR), with a price target of $46.00. The company’s shares closed last Friday at $35.13.

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Equity Research
Scott Graham
More Stock Trading Goes Dark In Wake of COVID-19 Downturn.
May 6, 2020
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S&P Global
More Stock Trading Goes Dark In Wake of COVID-19 Downturn.

In the wake of the coronavirus-triggered market meltdown, off-exchange trading hit an all-time high share of the U.S. stock market, 44.93%, on April 27, according to Rosenblatt Securities.

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Press Mentions
Market Structure
Facebook: There's Still More Wealth To Be Created For Patient Investors
May 2, 2020
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Seeking Alpha
Facebook: There's Still More Wealth To Be Created For Patient Investors

Facebook's (NASDAQ:FB) long-term investment case has never been more compelling than it is today.

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Equity Research
Mark Zgutowicz
Rosenblatt Securities Believes Spotify Technology SA (SPOT) Still Has Room to Grow
Apr 30, 2020
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Smarter Analyst
Rosenblatt Securities Believes Spotify Technology SA (SPOT) Still Has Room to Grow

Rosenblatt Securities analyst Mark Zgutowicz reiterated a Buy rating on Spotify Technology SA (SPOT) today and set a price target of $190.00. The company’s shares closed last Wednesday at $155.78, close to its 52-week high of $163.95.

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Press Mentions
Equity Research
Mark Zgutowicz
Rosenblatt Downgrades Rockwell Automation Despite Huge Earnings Beat
Apr 29, 2020
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Benzinga
Rosenblatt Downgrades Rockwell Automation Despite Huge Earnings Beat

Scott Graham downgraded Rockwell Automation's stock from Neutral to Sell, while raising the price target from $155 to $173.

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Equity Research
Scott Graham
AMD (AMD) PT Raised to $70 at Rosenblatt on Stronger Than Expected Guidance
Apr 29, 2020
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StreetInsider
AMD (AMD) PT Raised to $70 at Rosenblatt on Stronger Than Expected Guidance

Rosenblatt analyst Hans Mosesmann raised the price target on AMD (NASDAQ: AMD) to $70.00 (from $65.00) after the company reported 1Q20 sales of $1.79 billion, down -16% q/q but ahead of the consensus $1.78 billion.

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Press Mentions
Equity Research
Hans Mosesmann
Rosenblatt Securities Believes Advanced Micro Devices (NASDAQ: AMD) Still Has Room to Grow
Apr 29, 2020
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Analyst Ratings
Rosenblatt Securities Believes Advanced Micro Devices (NASDAQ: AMD) Still Has Room to Grow

Rosenblatt Securities analyst Hans Mosesmann reiterated a Buy rating on Advanced Micro Devices today and set a price target of $70.00.

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Press Mentions
Equity Research
Hans Mosesmann
Altra Industrial Motion (AIMC) Initiated with a Hold at Rosenblatt Securities
Apr 28, 2020
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Smarter Analyst
Altra Industrial Motion (AIMC) Initiated with a Hold at Rosenblatt Securities

In a report released today, Scott Graham from Rosenblatt Securities initiated coverage with a Hold rating on Altra Industrial Motion (AIMC) and a price target of $22.00. The company’s shares closed last Monday at $21.32.

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Press Mentions
Equity Research
Scott Graham
Rosenblatt Securities Reiterates Their Buy Rating on Snap (SNAP)
Apr 22, 2020
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Analyst Ratings
Rosenblatt Securities Reiterates Their Buy Rating on Snap (SNAP)

In a report released today, Mark Zgutowicz from Rosenblatt Securities reiterated a Buy rating on Snap (SNAP – Research Report), with a price target of $18.00. The company’s shares closed last Wednesday at $16.24.

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Press Mentions
Equity Research
Mark Zgutowicz
Rosenblatt Securities Thinks Thermon Group Holdings’ Stock is Going to Recover
Apr 21, 2020
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Analyst Ratings
Rosenblatt Securities Thinks Thermon Group Holdings’ Stock is Going to Recover

In a report released today, Scott Graham from Rosenblatt Securities reiterated a Buy rating on Thermon Group Holdings (THR – Research Report), with a price target of $19.00. The company’s shares closed last Tuesday at $13.18, close to its 52-week low of $12.62.

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Press Mentions
Equity Research
Scott Graham
 Rosenblatt Nominated for  “Best Firm for Market structure and Execution Consulting” Award
Apr 6, 2020
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Financial News
Rosenblatt Nominated for “Best Firm for Market structure and Execution Consulting” Award

Financial News has nominated Rosenblatt Securities, along with JP Morgan, Goldman Sachs, Bank of America and Liquidnet, for “Best Firm for Market Structure and Execution Consulting” in its 2020 Trading and Tech Awards.

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Awards
Market Structure
The Top 5 Reasons to Buy and Hold Advanced Micro Devices Stock
Apr 6, 2020
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Nasdaq
The Top 5 Reasons to Buy and Hold Advanced Micro Devices Stock

Don’t count out Advanced Micro Devices (NASDAQ:AMD) just yet. After AMD stock plunged on concerns the novel coronavirus could damage global chip demands, and lead to supply disruptions, a good deal of that fear is priced into the stock

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Press Mentions
Equity Research
Hans Mosesmann
For the first time in 228 years, the New York Stock Exchange will open without its trading floor
Mar 22, 2020
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Quartz
For the first time in 228 years, the New York Stock Exchange will open without its trading floor

For the first time in its 228-year history, the New York Stock Exchange will tomorrow open without its trading floor.

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Press Mentions
Harried Traders Gird for a Frantic Friday
Mar 19, 2020
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Wall Street Journal
Harried Traders Gird for a Frantic Friday

Friday is shaping up as potentially one of the most volatile trading days in years, as scheduled changes in futures, options and other derivatives markets threaten to add to a frenzied trading month that has already had some of the biggest daily stock-index swings ever.

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Press Mentions
Traders won't be on NYSE floor starting Monday due to COVID-19
Mar 19, 2020
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Marketplace
Traders won't be on NYSE floor starting Monday due to COVID-19

The New York Stock Exchange made the decision this week to temporarily move to electronic trading, starting Monday, in response to COVID-19. It means closing down the trading floor at the corner of Wall Street and Broad Street.

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Press Mentions
Market Structure
Global Stock Exchanges Get Live Lesson in Perils of a Shutdown
Mar 19, 2020
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Bloomberg
Global Stock Exchanges Get Live Lesson in Perils of a Shutdown

As stock exchanges around the world decide how to operate at a time of unprecedented market turmoil, the Philippines just offered a real-time lesson.

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Press Mentions
Market Structure
Why the NYSE fought to keep its iconic trading floor open as coronavirus pandemic closed in
Mar 18, 2020
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MarketWatch
Why the NYSE fought to keep its iconic trading floor open as coronavirus pandemic closed in

Joe Gawronski said concerns about the coronavirus outbreak hit home on March 13.

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Press Mentions
Floor Trading
Regulators split on whether MiFID II unbundling rules are an issue
Feb 24, 2020
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Pensions & Investments
Regulators split on whether MiFID II unbundling rules are an issue

Mr. Puaar warned that, as the situation around the U.K.'s exit from the European Union continues to evolve, more fragmentation may manifest. "I think an important consideration is how this all evolves after Brexit. The FCA has so far taken a more positive stance than other European countries and has shown no signs of wanting to change the rules," he said.

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Press Mentions
Market Structure
Rosenblatt Helps RegTech Firm Eventus Systems Secure Equity to Fund its Rapid Growth
Feb 19, 2020
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Rosenblatt
Rosenblatt Helps RegTech Firm Eventus Systems Secure Equity to Fund its Rapid Growth

Rosenblatt Securities is pleased to have advised GTS on its definitive agreement to acquire Barclays’ equities automated options trading unit’s assets.

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Press Releases
Investment Banking
Xylem (XYL) Initiated with a Hold at Rosenblatt Securities
Feb 14, 2020
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Smarter Analyst
Xylem (XYL) Initiated with a Hold at Rosenblatt Securities

In a report released today, Scott Graham from Rosenblatt Securities initiated coverage with a Hold rating on Xylem (XYL) and a price target of $92.00. The company’s shares closed last Monday at $87.05, close to its 52-week high of $89.34.

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Press Mentions
Equity Research
Scott Graham
nVent Electric (NVT) Gets a Buy Rating from Rosenblatt Securities
Feb 3, 2020
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Analyst Ratings.
nVent Electric (NVT) Gets a Buy Rating from Rosenblatt Securities

The company has a one-year high of $28.49 and a one-year low of $19.04. Currently, nVent Electric has an average volume of 1.13M.

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Press Mentions
Equity Research
Scott Graham
Roku Stock Falls After Company Says It May Remove Fox Apps
Jan 31, 2020
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Barron's
Roku Stock Falls After Company Says It May Remove Fox Apps

Roku stock is falling after the company said on Friday it may take Fox apps off its streaming platform.

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Press Mentions
Equity Research
Mark Zgutowicz
IDEX (IEX) Receives a Buy from Rosenblatt Securities
Jan 29, 2020
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Analyst Ratings
IDEX (IEX) Receives a Buy from Rosenblatt Securities

In a report released yesterday, Scott Graham from Rosenblatt Securities maintained a Buy rating on IDEX (IEX – Research Report), with a price target of $185.00. The company’s shares closed last Monday at $172.14, close to its 52-week high of $176.70.

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Press Mentions
Equity Research
Scott Graham
Exchanges lose ground as Mifid II fails to move trades from dark to light.
Jan 27, 2020
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FN London
Exchanges lose ground as Mifid II fails to move trades from dark to light.

Europe’s grand plan for stock trading is not working. The revised Markets in Financial Instruments Directive, known as Mifid II, was meant to improve transparency by shifting more equities trading to stock exchanges. Instead, the volume of trading on these platforms is shrinking, not growing.

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Press Mentions
Market Structure
Intel stock soars to dot-com era levels even as warning signs flash for 2020 and beyond.
Jan 24, 2020
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CNBC
Intel stock soars to dot-com era levels even as warning signs flash for 2020 and beyond.

Not since sock puppet mania of the dot-com bubble has Intel’s stock traded at such a lofty price. The shares surged 8.1% on Friday after the chipmaker beat Wall Street estimates and gave a rosy forecast for the first quarter.But even with its stock price at the highest in almost two decades, there’s plenty of reason to be cautious. Intel said on Thursday’s earnings call that it will face increased competition in 2020 along with a slowdown in spending by cloud customers in the back half of the year.

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Press Mentions
Equity Research
Hans Mosesmann
Analysts Offer Insights on Conglomerates Companies: Pentair (PNR) and United Technologies (UTX)
Jan 20, 2020
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Smarter Analyst
Analysts Offer Insights on Conglomerates Companies: Pentair (PNR) and United Technologies (UTX)

There’s a lot to be optimistic about in the Conglomerates sector as 2 analysts just weighed in on Pentair (PNR) and United Technologies (UTX) with bullish sentiments...

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Press Mentions
Equity Research
Scott Graham
AMD and Micron Are Among Rosenblatt’s Top Semiconductor Picks for 2020
Jan 2, 2020
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Yahoo finance
AMD and Micron Are Among Rosenblatt’s Top Semiconductor Picks for 2020

2019 was a turbulent year for the semiconductor industry, to say the least. Trade issues between the US and China, slowing demand for smart devices, and tumbling memory chip prices all played their part.

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Press Mentions
Equity Research
Hans Mosesmann
Analyst: 3 Predictions for Internet Stocks in 2020
Dec 31, 2019
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NASDAQ
Analyst: 3 Predictions for Internet Stocks in 2020

The clock is ticking down on 2019, and you know what that means: It's time for Wall Street analysts to tempt fate, clamber out on limbs, and make predictions about what will happen in 2020.

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Press Mentions
Equity Research
Mark Zgutowicz
CNBC’s “Closing Bell” team breaks down how FANG stocks may fare in 2020
Dec 27, 2019
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CNBC
CNBC’s “Closing Bell” team breaks down how FANG stocks may fare in 2020

CNBC’s “Closing Bell” team breaks down how FANG stocks may fare in 2020 as well as tech trends with Mark Zgutowicz, senior analyst at Rosenblatt Securities; Michael Pachter, managing director at Wedbush Securities; and Mark Tepper, Strategic Wealth Partners.

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Audio and Video
Equity Research
Mark Zgutowicz
Rosenblatt Serves as Exclusive Advisor to Exablaze on its Strategic Acquisition by Cisco Systems
Dec 17, 2019
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Exablaze
Rosenblatt Serves as Exclusive Advisor to Exablaze on its Strategic Acquisition by Cisco Systems

Rosenblatt Securities is pleased to be serving as the exclusive strategic and financial advisor to Exablaze in its agreement to be acquired by Cisco Systems (NASDAQ: CSCO), a synergistic deal between two world-class companies with a track record of developing and deploying cutting-edge solutions in networking and communications.

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Press Releases
Investment Banking
Rosenblatt Advises GTS on its acquisition of Barclays' Equity Options Market Making Business
Dec 12, 2019
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Rosenblatt
Rosenblatt Advises GTS on its acquisition of Barclays' Equity Options Market Making Business

Rosenblatt Securities is pleased to have advised GTS on its definitive agreement to acquire Barclays’ equities automated options trading unit’s assets.

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Press Releases
Investment Banking
Tops for 2020: The 5 Best Industrial Stocks to Buy
Dec 4, 2019
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NASDAQ
Tops for 2020: The 5 Best Industrial Stocks to Buy

The company has a one-year high of $28.49 and a one-year low of $19.04. Currently, nVent Electric has an average volume of 1.13M.

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Press Mentions
Equity Research
Scott Graham
Rosenblatt: Top 3 Tech Stock Picks Heading Into 2020
Nov 29, 2019
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Yahoo Finance
Rosenblatt: Top 3 Tech Stock Picks Heading Into 2020

We'll take a look at three stocks that are more purely tech-oriented, that have changed the game in their particular niches, and brought impressive gains to investors.

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Press Mentions
Equity Research
Nvidia Stock Is Sinking After Earnings. Analysts Wanted a Better Outlook.
Nov 15, 2019
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Barron's
Nvidia Stock Is Sinking After Earnings. Analysts Wanted a Better Outlook.

Nvidia stock was trading lower on Friday as the chip maker’s guidance for its current quarter failed to impress investors.Late Thursday, Nvidia (ticker: NVDA) reported adjusted earnings per share of $1.78 for its fiscal third quarter versus the Wall Street consensus of $1.58, according to FactSet. Nvidia posted revenue of $3.01 billion for the same quarter, down 5% year-over-year but better than the $2.92 billion average analyst estimate.

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Press Mentions
Equity Research
Hans Mosesmann
Nvidia Is in the ‘Pole Position’ for Next-Generation Computing, Analyst Says
Nov 5, 2019
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Barron's
Nvidia Is in the ‘Pole Position’ for Next-Generation Computing, Analyst Says

Rosenblatt Securities is getting more bullish on Nvidia stock, predicting solid demand for the company’s graphic chips in the coming quarters.Nvidia stock (ticker: NVDA) has risen more than 50% in 2019 as investors anticipate a chip-business turnaround. In August, the chip maker reported better-than-expected earnings but offered a mixed outlook for the October quarter.

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Press Mentions
Equity Research
Hans Mosesmann
Rosenblatt Acts As Co-Manager For Tradeweb's $726 Million Follow-On Offering
Oct 24, 2019
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Tradeweb
Rosenblatt Acts As Co-Manager For Tradeweb's $726 Million Follow-On Offering

We are pleased to announce that we served as co-manager on a $726 million follow-on offering for Tradeweb Markets Inc., a leading, global operator of electronic marketplaces.

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Press Mentions
Puaar Shortlisted For Market Structure Excellence Award
Oct 11, 2019
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The Trade
Puaar Shortlisted For Market Structure Excellence Award

The TRADE is pleased to announce the shortlists for this year’s Market structure excellence award, sponsored by Plato Partnership, and FinTech of the year award, sponsored by Instinet.

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Awards
Market Structure
Shahrawat FinTech Article Published in Forbes
Oct 10, 2019
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Forbes
Shahrawat FinTech Article Published in Forbes

The modern FinTech revolution that began circa 2010 hasn’t resulted in massive disruption of incumbent financial institutions. The doomsday scenario for traditional financial companies, painted by high flying FinTech startup CEOs hasn’t materialized.

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Press Mentions
Charles Schwab is cutting brokerage fees to zero, but that doesn’t mean it’s free
Oct 1, 2019
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Quartz
Charles Schwab is cutting brokerage fees to zero, but that doesn’t mean it’s free

Charles Schwab is slashing the fees it charges on some stocks, funds, and options to zero—news that set off a minor earthquake among stock prices for online brokerage companies.

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Press Mentions
Market Structure
Facebook’s privacy issues are no longer affecting the stock, analyst says
Jul 25, 2019
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CNBC
Facebook’s privacy issues are no longer affecting the stock, analyst says

Facebook was in focus on Thursday morning as the social media giant agreed to pay a $5 billion fine and change its privacy practices in a settlement with the FTC.

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Audio and Video
Equity Research
Mark Zgutowicz
In World's Longest Trading Day, Everyone's Waiting for the Close
Jun 26, 2019
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Bloomberg
In World's Longest Trading Day, Everyone's Waiting for the Close

At 8 1/2 hours, Europe has the world’s longest trading day. But only after it ends do markets come alive. In the five minutes after trading finishes at 4:30 p.m. in London, auctions across the continent set the closing prices tracked by billions of dollars. Over the past three years, the percentage of total trading volume executed in this manner has swelled to 20% from 12%, compared with about 8% in the U.S., according to Rosenblatt Securities.

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Press Mentions
Market Structure
Bankers bemoan Mifid’s high costs and unclear benefits
May 23, 2019
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FInancial Times
Bankers bemoan Mifid’s high costs and unclear benefits

Banks were not supposed to be Mifid’s main beneficiaries. Even so, many bank and trading executives bemoan the reforms for delays and for poorly-worded rules that they say undermine some of its key objectives. ...

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Press Mentions
Market Structure
After Job Cuts, Deutsche Bank Plans New Electronic Stock-Trading Venture
Mar 28, 2019
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Wall Street Journal
After Job Cuts, Deutsche Bank Plans New Electronic Stock-Trading Venture

German bank will trade U.S. stocks directly with large clients on a new platform

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Press Mentions
Market Structure
Michael Kiernan, CFA, Joins Rosenblatt as Director of Research
Mar 7, 2019
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Rosenblatt Securitites
Michael Kiernan, CFA, Joins Rosenblatt as Director of Research

Equity research management veteran Michael Kiernan, CFA, joins Rosenblatt Securities as a Managing Director and Director of Research. Kiernan joins Rosenblatt from Wolfe Research, one of just a handful of success stories in the boutique research business of the past decade. At Wolfe, Kiernan also served as director of research, during a rapid growth stage in research coverage, from a universe of roughly 150 stocks to nearly 400 in less than four years. His proven track record also includes multi-year runs building strong equity research franchises as product manager at Lazard Capital Markets and prior to that Bear Stearns, where the equity research team climbed all the way up to number two in the annual Institutional Investor survey rankings. Prior to moving to the sell-side, Kiernan spent about 15 years as a portfolio manager, including a decade at UBS Asset Management.

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Press Releases
Equity Research
Fintech firms like SoFi and Robinhood offer “free” stock trading. What’s the catch?
Mar 1, 2019
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Quartz
Fintech firms like SoFi and Robinhood offer “free” stock trading. What’s the catch?

Online lender Social Finance is rolling out a slew of new features, from commission-free brokerage to zero-fee exchange traded funds and crypto trading. But buying and selling securities, of course, is not free. So how does SoFi plan to make money?

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Press Mentions
Rosenblatt advises Digital Reasoning in strategic investment by Macquarie Group
Feb 14, 2019
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Rosenblatt Securities
Rosenblatt advises Digital Reasoning in strategic investment by Macquarie Group

Rosenblatt Securities is pleased to announce its role as financial advisor to Digital Reasoning in a strategic investment by Macquarie Group, as part of its Series D round of financing.

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Press Mentions
Rosenblatt’s Schack Featured in NYSE’s “Inside the ICE House Podcast”
Jan 10, 2019
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ICE
Rosenblatt’s Schack Featured in NYSE’s “Inside the ICE House Podcast”

Rosenblatt Partner and Head of Market Structure Justin Schack discusses recent developments in US equity market structure on the recent episode of the NYSE podcast "Inside the ICE House."

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Audio and Video
FinTech Thought Leader Dushyant Shahrawat, CFA, Joins Rosenblatt’s Investment Banking Division
Jan 9, 2019
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Rosenblatt Securities
FinTech Thought Leader Dushyant Shahrawat, CFA, Joins Rosenblatt’s Investment Banking Division

New York, NY, January 9, 2019. Rosenblatt Securities is pleased to announce it has added another key component to its growing FinTech investment banking platform. Financial-services thought leader Dushyant Shahrawat, CFA, joins Rosenblatt as Director — Strategic Insights & Advisory, FinTech Investment Banking.

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Press Mentions
Investment Banking
They Called It: Here’s Who Predicted Apple’s Big Stock Shock
Jan 4, 2019
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Bloomberg
They Called It: Here’s Who Predicted Apple’s Big Stock Shock

In December, Rosenblatt Securities hinted to clients that the tech giant would cut iPhone production by 4 million units. Analyst Jun Zhang anticipated the cut would come from the work of Chinese companies said to have begun subsidizing employees for buying Huawei devices after Chief Financial Officer Meng Wanzhou was arrested at the behest of the U.S.

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Press Mentions
Analytics
Old habits die hard: European equity traders still prefer the dark, defy Mifid
Nov 28, 2018
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Reuters
Old habits die hard: European equity traders still prefer the dark, defy Mifid

Tough rules aimed at boosting European equity trading volumes on regulated public exchanges appear to have failed a crucial test, data shows, undermining regulators’ efforts to raise transparency almost one year after the reforms were introduced.

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Press Mentions
Rosenblatt, Shah Named To Fintech Finance 40 List
Nov 13, 2018
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Institutional Investor
Rosenblatt, Shah Named To Fintech Finance 40 List

Successful technology ventures often spring from small, agile teams of innovators. The same can be said about the fintech investment bank that New York–based institutional brokerage firm Rosenblatt Securities launched when Vikas Shah joined it in 2009.

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Awards
Investment Banking
Who Created This Mess, Anyway? Hint: It Wasn't the Exchanges.
Nov 9, 2018
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Traders Magazine
Who Created This Mess, Anyway? Hint: It Wasn't the Exchanges.

Justin Schack Managing Director/Partner at Rosenblatt Securities I’ve been thinking a lot lately about how intense the debate is getting over potential equity-market-structure reforms, as big banks and brokers, with support from many buy-side firms and upstart exchange IEX, line up against the big three exchange groups. And I think some historical perspective is essential to understanding what’s going on right now and what should be done, if anything, to modernize market structure.

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Press Mentions
Rosenblatt Securities acts as deal advisor to GTS
Nov 6, 2018
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Rosenblatt Securities
Rosenblatt Securities acts as deal advisor to GTS

Rosenblatt Securities is pleased to announce its role as an advisor to GTS, a leading electronic market maker across global financial instruments and the largest designated market maker (DMM) at the New York Stock Exchange, on its acquisition of the ETF and wholesale market making business of Cantor Fitzgerald.

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Press Releases
Investment Banking
Breaking the glass ceiling on Wall Street
Nov 2, 2018
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ABC News
Breaking the glass ceiling on Wall Street

Lauren Simmons, 24, is one of the youngest traders and only full-time female traders on the floor of the New York Stock Exchange. ABC News' Briana Stewart tells us about her leap into history.

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Press Mentions
Rosenblatt Forms Investment Banking Advisory Board
Oct 30, 2018
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Rosenblatt Securities
Rosenblatt Forms Investment Banking Advisory Board

Rosenblatt Securities is pleased to announce that it has formed an Investment Banking Advisory Board. Comprised of a distinguished group of financial-technology and capital-markets industry leaders, the Advisory Board will help Rosenblatt’s well-respected banking team stay on top of cutting-edge industry developments, expand its network and source transactions.

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Press Releases
Investment Banking
Why Mifid II is missing the mark, nine months in
Oct 18, 2018
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Financial News
Why Mifid II is missing the mark, nine months in

A proliferation of new trading venues has left traders less clear on best execution and damaged regulators’ attempts to increase transparency

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Press Mentions
Market Structure
Congress’ Failed Stock Market Experiment Cost Investors $900 Million
Sep 14, 2018
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Barrons
Congress’ Failed Stock Market Experiment Cost Investors $900 Million

A failed experiment to help small-company stocks will be buried at September’s end, the Securities and Exchange Commission said on Monday. The Tick Size Pilot Program was supposed to revitalize trading liquidity, stock offerings, and job creation for small-cap public companies–by quoting and trading their stocks in increments of a nickel, rather than the usual penny.

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Press Mentions
Wall Street Dark Pools to Come Out of Shadows Thanks to SEC
Jul 18, 2018
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Bloomberg
Wall Street Dark Pools to Come Out of Shadows Thanks to SEC

In the past decade, discussion around dark pools evolved from an obscure market-structure issue to a highly-charged debate over whether traders armed with computer algorithms were using the private venues to take advantage of investors with slower price feeds. The fight gained traction in 2014 after the release of Michael Lewis’s book "Flash Boys.”

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Press Mentions
Market Structure
Light or dark? Six months on, MiFID 2 rules divide equity traders
Jul 2, 2018
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Reuters
Light or dark? Six months on, MiFID 2 rules divide equity traders

The European Union’s Markets in Financial Instruments Directive, or MiFID II, was introduced in January with the aim of pushing more trading onto regulated public exchanges where prices and participants can be seen by all. At first glance, it seems to have failed its biggest test. The share of trading on so-called lit exchanges — where prices and trades are clearly visible — has barely risen in the first months of the new regime.

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Press Mentions
How this 23-year-old became the only full-time woman trader at the New York Stock Exchange
Jun 13, 2018
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CNBC
How this 23-year-old became the only full-time woman trader at the New York Stock Exchange

Working in an industry where you are one of very few women can be challenging enough — but imagine what it's like to be the only woman on staff. That's the case for New York Stock Exchange trader Lauren Simmons. The 23-year-old is an equity trader for Rosenblatt Securities, and she is both the youngest and the only full-time female employee to hold that position at the NYSE.

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Press Mentions
Floor Trading
Meet the only female broker on New York's stock exchange
May 10, 2018
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BBC News
Meet the only female broker on New York's stock exchange

The New York Stock Exchange trading floor is one of the most familiar symbols of American business. But in 2018, the arena that prides itself on predicting the future is stuck in the past in one respect - it's almost entirely staffed by men. Enter Lauren Simmons, the only full-time female broker on the New York Stock Exchange floor, as well as the only African-American woman, and at 23, the youngest. She told the BBC's Joe Miller what it's like to work in the male-dominated maelstrom.

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Press Mentions
Floor Trading
Rosenblatt serves as exclusive financial advisor to investment-research platform Visible Alpha on $38M funding round
Mar 22, 2018
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Rosenblatt Securities
Rosenblatt serves as exclusive financial advisor to investment-research platform Visible Alpha on $38M funding round

Rosenblatt Securities is pleased to announce its role as the exclusivefinancial advisor to Visible Alpha, a company that is transforming the way investment managers and brokerscollaborate on research, financial models and corporate access, on a $38 million investment by a consortiumof leading financial institutions. The funding round was led by Goldman Sachs, with additional participationfrom Exane BNP Paribas, Macquarie Group, RBC Capital Markets, Banco Santander through its VC arm,Santander InnoVentures, and Wells Fargo as well as Visible Alpha’s existing investors, Bank of America, Citi,Jefferies, Morgan Stanley and UBS. Visible Alpha has seen dramatic growth over the past year and will continueto build on this momentum through the product development and global expansion enabled by this funding.

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Press Releases
Investment Banking
In Recognition of International Women's Day
Mar 8, 2018
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Rosenblatt Securities
In Recognition of International Women's Day

In honor of International Women’s day, and emerging technologies that can have an impact on fintech, we would like to highlight three women who are doing fascinating things in the world of blockchain. Meltem Demirors - VP at Digital Currency Group and member of WEF Blockchain Council: At Rosenblatt’s 9thAnnual Financial Technologies Summit, Meltem Demirors, formerly of Digital Currency Group, energized the crowd with her keynote presentation titled, “The Blockchain Hype Cycle – Past, Present, Future.” Additionally, we would like to commend Meltem for her inspiring Women in Blockchain – Leaders Series. Click here to read about the talented women Meltem has written about.

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Audio and Video
MiFID ‘Big Bang’ Dark Trading Caps to Impact Hundreds of Stocks
Feb 28, 2018
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Bloomberg
MiFID ‘Big Bang’ Dark Trading Caps to Impact Hundreds of Stocks

Trading in hundreds of European stocks may be disrupted when the region’s regulator starts restricting transaction volumes from mid-March, in what could be a more sweeping crackdown than anticipated. “This is one of the biggest changes under MiFID II,” said Richard Semark, head of UBS Group AG’s multilateral-trading facility. “It will alter trader behavior as suspended stocks move to alternative venues.” He says that even more stocks may be suspended now if January and February data are taken into account as well as the 2017 period.

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Press Mentions
Industry butts heads over MiFID II SI tick size regime
Feb 12, 2018
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The Trade
Industry butts heads over MiFID II SI tick size regime

Major exchange operators across Europe have urged EU financial authorities to ensure systematic internalisers (SIs) under MiFID II are subject to the tick size regime. In November, the European Securities Markets Authority (ESMA) proposed enforcing the tick size rules to the SI regime in a bid to level the playing field for trading on-exchange. It stated a competitive disadvantage would be created for trading venues if only on-venue orders and quotes have to comply with the minimum tick size regime, resulting in volumes currently traded on-exchange migrating towards over the counter (OTC) execution.

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Market Structure
No Idea What MiFID Stands For? Here’s What You Need to Know
Jan 20, 2018
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Bloomberg/Newsroom
No Idea What MiFID Stands For? Here’s What You Need to Know

Everyone in European finance has been abuzz over an obscure acronym -- MiFID II -- that’s about to radically change how assets from stocks to commodities are traded and investors’ money is managed.

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Press Mentions
Market Structure
Rosenblatt Selected to Provide Assessment for US Wider Tick-Size Pilot
Jan 19, 2018
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Rosenblatt Securities
Rosenblatt Selected to Provide Assessment for US Wider Tick-Size Pilot

New York, NY, January 19, 2018. Rosenblatt Securities is pleased to announce that the participants in the National Market System Plan to establish a wider tick-size pilot in the US equity market have selected Rosenblatt to provide the official assessment of the pilot. ‍ The tick-size pilot grew out of concern among some market participants and government officials that the 2001 decimalization of US price quotations adversely affected market quality for emerging-growth and other small company stocks, with attendant effects on the US and global economies. Decimalization established the minimum quoting increment at one penny, after many years of it being 12.5 cents, or 1/8 of a dollar.

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Press Releases
Analytics
Trader VIP Clubs, ‘Ping Pools’ Take Dark Trades to New Level
Jan 16, 2018
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Bloomberg
Trader VIP Clubs, ‘Ping Pools’ Take Dark Trades to New Level

First came dark pools, private trading venues that challenged old-school stock exchanges. Now something else lingers in the shadows of Wall Street: ping pools. They also operate outside traditional stock exchanges, but these venues, which are gaining users in changing markets, are more opaque for the public. Running them allows some of the fastest, savviest electronic traders to dodge exchange fees and reap plum opportunities.

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Market Structure
How high-frequency trading hit a speed bump
Jan 2, 2018
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Financial Times
How high-frequency trading hit a speed bump

The 19th century newspaper editor Horace Greeley urged young Americans to “Go West” to the unsettled frontier. When he went himself, the trip from Chicago to the Pacific took two-and-a-half months by steamboat and ox-drawn wagon. He later advocated a transcontinental railroad to speed up commerce and shorten the mail service to 10 days. Wall Street’s fastest trading firms are invoking the spirit of Greeley as they build Go West, a trail of wireless towers, fibre-optic lines and submarine cables linking Chicago, the Pacific coast and Tokyo. Transmitting market data end to end will take fractions of a second for traders seeking topreserve an edge.

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Press Mentions
Investment Banking
Traders, market makers hope '18 ends the pain of low volatility - EXCLUSIVE
Dec 21, 2017
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S&P
Traders, market makers hope '18 ends the pain of low volatility - EXCLUSIVE

Market makers and the trading desks of major banks are hoping volatility can surge back into the markets in the new year, but there is little agreement over whether that will happen. For much of the year, equity markets have steadily climbed with few dips, suppressing trading activity and volatility. So far in 2017, the Cboe Volatility Index, a measure of implied volatility, has posted the lowest average daily close in a single year since at least 1990, according to the exchange operator’s historical data. "It's been a pretty painful period for the industry," Justin Schack, a managing director and partner with research and brokerage company Rosenblatt Securities, said in an interview.

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Press Mentions
60 seconds with…Anish Puaar Market Structure Analyst, Europe Rosenblatt Securities Inc.
Dec 19, 2017
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Plato
60 seconds with…Anish Puaar Market Structure Analyst, Europe Rosenblatt Securities Inc.

Since 20 October 2014 launch of the original Turquoise Block Discovery service to the end of November 2017, investors successfully matched €58 billion via Turquoise Plato Block Discovery™ of which €54 billion or more than 92.5% matched since the September 2016 cooperation agreement with Plato. How do you think MiFID II will impact block-trading volumes in Europe?

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Inverviews
Goldman Sachs Plans MiFID Venue for Bonds, ETFs, Derivatives
Dec 12, 2017
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Bloomberg Newsroom
Goldman Sachs Plans MiFID Venue for Bonds, ETFs, Derivatives

For fixed-income securities, SIs will allow banks to continue offering liquidity directly to clients in largely the same way they do today, says Anish Puaar at Rosenblatt Securities Inc. But it’s a different story for equities, he says, because SIs must compete with exchanges and other trading venues for market flow. “SIs have advantages over other types of venue in how they can price and tailor liquidity to suit client needs,” said Puaar, Rosenblatt’s European market structure analyst in London. “These benefits could see bank-run SIs gain significant market share in the next 12 to 18 months.”

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Press Mentions
Rosenblatt, Shah Named to Fintech Finance 40 List
Nov 27, 2017
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Rosenblatt Securities
Rosenblatt, Shah Named to Fintech Finance 40 List

Rosenblatt Securities is pleased to announce that the firm and its head of fintech investment banking, Vikas Shah, have been selected as part of the prestigious Institutional Investor Fintech Finance 40 ranking for 2017.

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Awards
Investment Banking
SEC action on European research rule brought 'sigh of relief' to banks, brokers
Nov 3, 2017
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S&P
SEC action on European research rule brought 'sigh of relief' to banks, brokers

A sweeping European market-reform initiative was poised to disrupt U.S. brokers' equity research businesses until Wall Street's chief regulator entered the fray. Europe's revised Markets in Financial Instruments Directive, or MiFID II, was designed to level the playing field among financial services companies through a myriad of regulatory changes, most prominently the separation of research costs from trading execution costs.

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Press Mentions
Brexit help wanted: Europe’s biggest exchanges seek new CEOs
Oct 30, 2017
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Quartz
Brexit help wanted: Europe’s biggest exchanges seek new CEOs

Europe’s biggest exchange operators are seeking new chief executives that will be at the helm of their companies as Brexit unfolds. London Stock Exchange Group CEO Xavier Rolet is departing after leading the company for eight years, while Deutsche Boerse boss Carsten Kengeter is leaving after being dogged by insider trading allegations.

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Press Mentions
MiFID’s Controversial Dark-Trade Workaround Has Some Crying Foul
Sep 22, 2017
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Bloomberg Newsroom
MiFID’s Controversial Dark-Trade Workaround Has Some Crying Foul

The stock exchanges that once cheered the promise of increased transparency from Europe’s new financial rulebook are now complaining. Under the MiFID II regulatory overhaul, trading venues run by high-speed trading firms and banks such as JPMorgan Chase & Co. and Goldman Sachs Group Inc. will get more flexibility in how they price stocks, potentially allowing them to win a larger share of Europe’s $15 trillion equity market, say critics. Bank trading venues will be allowed to quote prices in smaller increments, or “tick sizes,” than the exchanges can.

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Press Mentions
Market Structure
Rosenblatt speaks at MarketsWiki Education’s World of Opportunity
Sep 8, 2017
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John Lothian News
Rosenblatt speaks at MarketsWiki Education’s World of Opportunity

“When your crystal ball gets foggy, your two greatest assets will be your humility and your flexibility.” In this video from MarketsWiki Education’s World of Opportunity event in New York, Richard Rosenblatt, CEO of Rosenblatt Securities, explains how to choose a career that has a solid future. Rosenblatt considers himself an institutional execution expert, but when the market crashed in ‘87, he had to get creative. At the end of the day, you have to follow your smile and do what you enjoy. The person that loves what they do will win every time.

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Audio and Video
Dark-Pool Clampdown Seen Ensnaring 74% of European Equities
Jun 26, 2017
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Bloomberg Newsroom
Dark-Pool Clampdown Seen Ensnaring 74% of European Equities

MiFID rules capping dark-pool trading will affect funds: study Limits impacted 94% of FTSE 100 stocks, Rosenblatt found If fund managers want to keep trading in European dark pools, they will need a big overhaul of their practices before new rules kick in next year. The MiFID II rules that come into force in January intend to cap trading on dark pools, with the intention of forcing more trading onto public, or lit, exchanges. An analysis by Rosenblatt Securities Inc. found that 74 percent of the continent’s biggest stocks would have breached the caps over a year-long study period. In the U.K.’s FTSE 100 Index, 94 percent of stocks triggered the caps.

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Press Mentions
Market Structure
Rosenblatt Hires Veteran Financials Analyst Christopher Allen
Jun 21, 2017
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Rosenblatt Securities
Rosenblatt Hires Veteran Financials Analyst Christopher Allen

New York, NY, June 21, 2017. Rosenblatt Securities is pleased to announce it has hired veteran financial-services-industry analyst Christopher Allen. In nearly two decades as a securities analyst, Allen has developed a devoted following among investors in financial-services stocks, particularly those of global exchange operators such as CBOE Holdings, CME Group, IntercontinentalExchange and Nasdaq. He also has analyzed related companies in equity brokerage and market making, including TD Ameritrade, E*Trade Financial, Charles Schwab & Co., Interactive Brokers, ITG, KCG Holdings and Virtu Financial.

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Press Releases
Equity Research
Deal Announcement: Rosenblatt Securities serves as an advisor to Euronext on its agreement to acquire FastMatch
May 23, 2017
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Rosenblatt Securities
Deal Announcement: Rosenblatt Securities serves as an advisor to Euronext on its agreement to acquire FastMatch

Rosenblatt Securities is pleased to announce its role as the financial advisor to Euronext N.V. (ENXTPA:ENX) on its agreement to acquire FastMatch, Inc., the fastest growing ECN in the spot foreign exchange market. Euronext is acquiring approximately 90% of FastMatch for $153 million initial cash consideration in addition to a contingent earnout payment of $10 million.

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Press Releases
Investment Banking
Rosenblatt rings the closing bell to commemorate NYSE's 225th anniversary.
May 17, 2017
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Rosenblatt Securities
Rosenblatt rings the closing bell to commemorate NYSE's 225th anniversary.

Richard Rosenblatt, Founder and CEO of Rosenblatt Securities, rings the closing bell for the 225th anniversary of the New York Stock Exchange.

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Press Releases
Floor Trading
Joe Gawronski interview in Best Execution magazine - April 22, 2017
May 3, 2017
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Best Execution
Joe Gawronski interview in Best Execution magazine - April 22, 2017

Sellside Profile : Joe Gawronski : Rosenblatt Securities Posted by: Best Execution , April 22, 2017 STEADY AS SHE GOES? Joe Gawronski, President and Chief Operating Officer of Rosenblatt Securities talks to Best Execution’s Lynn Strongin Dodds about the path of regulatory change, both in the US and Europe, and whether there is a risk of divergence.

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Inverviews
Rosenblatt Hires Veteran Semiconductor Analyst Hans Mosesmann
Feb 14, 2017
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Rosenblatt Securities
Rosenblatt Hires Veteran Semiconductor Analyst Hans Mosesmann

Rosenblatt Securities is pleased to announce it has hired veteran semiconductor-industry analyst Hans Mosesmann. An electrical engineer who spent a decade working at chipmakers Texas Instruments and Advanced Micro Devices before moving to Wall Street in 1996, Mosesmann is known and respected for his coverage of such companies as AMD, Intel, Micron Technologies and Nvidia.

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Press Releases
Equity Research
Hans Mosesmann
Thesys Technologies Selected To Develop Stock Auditing and Tracking System for SEC
Jan 24, 2017
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PRNewswire
Thesys Technologies Selected To Develop Stock Auditing and Tracking System for SEC

Thesys Technologies LLC, the technology arm of Tradeworx, Inc, announced today that it has been selected to build a powerful new system to manage the tracking and auditing of all stocks and transactions by the Securities and Exchange Commission.

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Press Releases
Investment Banking