Disclosures

Disclosure of Routing Practices

SEC Rule 11Ac1-6 (Rule 6) states that broker-dealers who route customer orders in equity securities must make publicly available quarterly reports that identify the venues to which customer orders are routed for execution. These statistics provide an overview on which venues receive customers' orders in New York Stock Exchange listed stocks, NASDAQ stocks, and AMEX stocks. The report provides this information for market, limit, and other orders.

Please note that the information you are about to view is hosted on the Market Systems, Inc. Web site. Rosenblatt Securities believes the information on the Market Systems, Inc. Web site to be reliable, but cannot guarantee its accuracy. Furthermore, Market Systems, Inc. may have privacy and security practices different from those of Rosenblatt Securities. (This link will launch a separate Web browser window. You will need to close the new window to return to the Rosenblatt Securities' Web site.)

View Rosenblatt Securities' Rule 6 data for the current quarter.

Business Continuity Plan Disclosure

View the Rosenblatt Securities' Business Continuity Plan Disclosure Statement.

Rosenblatt Securities' Clearing Firm Business Continuity Plan Disclosure Statement.